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Compliance Audit Status

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Compliance Audit Status

Compliance Audit Disclosure –

Sungrow Research and Financial Services Pvt. Ltd. is committed to maintaining appropriate systems, processes and controls for compliance with applicable regulatory requirements governing its activities as a SEBI-registered Research Analyst. The Company undergoes compliance audit/review in accordance with the applicable regulatory framework. The status of the annual compliance audit is provided below for transparency and investor information.

You may refer to the detailed audit report along with ATR by dropping an email at: [email protected]

Sr. No.Financial YearStatusRemarks
1FY 2025–26CompletedAs per the compliance
audit report
2FY 2024–25CompletedAs per the compliance
audit report
3FY 2023–24NA—
Sungrow Research maintains appropriate policies, procedures and internal controls relating to its regulatory obligations. Compliance requirements are reviewed periodically, and necessary corrective or preventive measures are undertaken wherever required.